Fast and invisible: Conquering Subsurface Stormflow
through an Interdisciplinary Multi-Site Approach
(DFG RU 5288)

Abstract:

The use of artificial rainfall simulation (ARS) is a common method to study the interaction of soil and water (Strauss et al. 2000). Traditionally, precipitation simulation has been used as a tool to assess and determine the importance of surface runoff, usually with reference to soil erosion. Large-scale experiments are generally rare, although they are an efficient way to obtain directional soil hydraulic properties that functionally average local heterogeneities. Flow processes in the subsurface are usually measured indirectly. Such non-destructive methods for measuring subsurface flow processes often rely on soil moisture measurements or other indirect geophysical measurements (ERT, EMI, GPR,...) often accompanied by isotope or tracer analyses. Direct measurement of subsurface rainfall runoff involves considerable effort and cost, and in some cases, it is even impossible e.g., when it is not possible to dig a drainage ditch. At BFW - Department of Natural Hazards, about 150 representative plots in the Eastern Alps have been irrigated over the last 30 years using portable sprinkler systems for large plots (50 to 400 m²). In total, more than 350 rain simulation trials have been conducted. Specifically, this BFW rainfall simulation database contains data from 11 plots and 21 experiments where subsurface storm runoff was directly quantified. The results derived from these eleven test plots basically confirm the often-observed bimodal nature of subsurface flow, consisting of preferential/macropore flow and flow through the soil matrix (e.g., Weiler et al. 2005, Dasgupta et al. 2006, …). Preferential flow paths are mostly attributable to heterogeneities in the soil. Preferential macropore flow can be differentiated by means of such various types of heterogeneities. Four specific categories may be distinguished: phytogenic macropores (e.g. cavities left by decomposing roots); zoogenic macropores e.g. mole burrows, mouse holes); geogenic heterogeneities (e.g. periglacial cover beds, bedrock fissures and cracks) and anthropogenic heterogeneities (e.g. drainage systems, tillage pans). Each of these four categories is covered by at least one experiment in the BFW data record. The observed subsurface hydrographs provide insight into the process-dependent differences in precipitation-infiltration-subsurface runoff response. In a research group currently applied for at the DFG (SSF Research Unit), new and novel irrigation experiments for the measurement of subsurface stormflow will be carried out in four test areas and the existing ones from the BFW database will be reanalyzed and modeled.

Abstract:

The transport of water-soluble organic matter (WSOM) during stormflow events is an important link between hillslope hydrology and biogeochemical cycling, as it determines the movement of organic carbon from soils to streams. Hydrological dynamics in hillslopes, particularly subsurface stormflow (SSF), exhibit substantial spatial and temporal variability, making quantification and generalization challenging. SSF can account for up to 90% of rainfall input to stream discharge during storm events, highlighting its importance in catchment hydrology. Despite its significance, current research frequently overlooks WSOM dynamics during SSF, which are not only key components of carbon cycling but may also serve as tracers for identifying potential critical source areas. This emphasizes the importance of studying hillslope hydrological dynamics and determining the factors that contribute to SSF spatial and temporal variability. Furthermore, the specific flow paths within hillslopes remain poorly understood, which complicates the identification of spatial sources and transport mechanisms for organic carbon. To fill these knowledge gaps, we conducted a field study in the Black Forest, Germany, using a trench system to collect lateral subsurface flows at two depths (0-100 cm and 100-200 cm) over several rain events. We analysed WSOM concentration and quality using absorbance and fluorescence properties to assess the variability in critical source areas. We also conducted isotopic analyses of oxygen (δ¹⁸O) and hydrogen (δ²H) of the same water samples to infer flow pathways with a conservative tracer. This approach provides valuable insights into the temporal dynamics and spatial heterogeneity of SSF. Our findings will contribute to our understanding of flow paths, transit times, and the characteristics of WSOM export, offering a deeper understanding of subsurface flow processes in catchments. Finally, the findings of this study can help to improve biogeochemical models and improve scaling of hillslope processes models, particularly in understanding their contribution to organic carbon transport via SSF.

Abstract:

Where does water go when it rains? Where are floods generated and how? What controls stream water quality during events? These questions are important to many fields from engineering and flood protection to water and ecosystem management and prediction of impacts of global change. The most elusive processes in the process-ensemble underlying these questions is subsurface stormflow (SSF), the fast event response triggered by lateral subsurface flow. SSF is prevalent and a more important process than generally accounted for because a basic understanding based on systematic studies across scales and sites is still lacking. However, only with systematic studies will it be possible to really advance our understanding by discovering general principles of SSF functioning and to provide protocols and best practices for its assessment, both experimentally and with respect to modelling. In many natural landscapes, SSF, i.e. any subsurface flow that occurs in response to a precipitation event, plays a major role in runoff generation: either by contributing directly to streamflow or by producing saturated areas or return flow, which then is the underlying cause of saturation excess overland flow. Therefore, much of what we see as event response in the hydrograph might be the direct or indirect result of SSF. It is likely that the discharge signal of SSF, including the indirectly triggered response in the stream, is larger than we generally assume. While its importance is probably largest in the headwaters, headwaters make up 70% of the stream network and greatly influence the supply and transport of water and solutes downstream. However, SSF is elusive and poorly accounted for as measurements are difficult for several reasons: the inaccessibility of the subsurface, the large spatial variability and heterogeneity, the variable sources and the fact that it is a threshold-driven process that only occurs during certain events. Thus, systematic studies of SSF are lacking, mainly due to difficulties of quantification. We suggest such a systematic study of SSF in different environments, across scales, and using a well-designed and replicated selection of approaches including novel approaches. This will be followed by a systematic evaluation of methods and possible proxies as well as model intercomparison, evaluation and improvement. Thereby, we will focus on 4 challenges: 1) Development of novel experimental methods,2) Spatial patterns of SSF, 3) Thresholds and cascading effects of SSF, 4) Impacts of SSF. Whereas standard single research projects investigate part of this puzzle at a specific location, this Research Unit provides the unique opportunity of fitting a large number of puzzle pieces together. This Research Unit will have a strong emphasis on experimental work in four contrasting catchments from the low to high mountain ranges (Sauerland, Ore Mountains, Black Forest, Alps) that then directly feeds into a collaborative modelling effort, which in turn influences experimental design in an iterative process.

Abstract:

Subsurface stormflow (SSF) is a key runoff generation mechanism in small catchments, yet its dynamics and thresholds remain poorly understood due to the challenges of observing and measuring subsurface processes. To address this, we conducted a study in a headwater catchment in the Black Forest, Germany, where we investigated the depth of SSF flow paths, if SSF is dominated by event water and if all SSF events have similar tracer behavior. Three trenches were installed on slopes with different landuse and topography. They were excavated down to bedrock ( 15 m wide, 2.5 m deep), collecting SSF separately from upper and lower soil layers. Continuous measurements of SSF volume and temperature were combined with water sampling for natural tracers: stable water isotopes, dissolved organic carbon, electric conductivity, and major ions. During the study period, 6 large SSF events were recorded in each trench. Using heat as a tracer we found stable SSF flowpath depths across events. Multitracer analysis suggested that SSF consisted mostly of pre-event water, with antecedent wetness governing event water contributions. Our results also show that C–Q relationships for solutes varied considerably between events and trenches, with some (e.g., Si) remaining chemostatic while others (e.g. DOC, SO24− and NO−3 ) behaved chemodynamically. This indicates that the chemical composition of SSF depends on both the antecedent hydrometeorological conditions and local factors such as landuse, reinforcing the complexity of these processes. Our results highlight the dynamic nature of subsurface stormflow and the challenges involved in its characterization.

Abstract:

Subsurface flow in preferential pathways in soils may transport water more rapidly than the soil matrix, which may be quickly activated during precipitation events and enhancing infiltration or interflow. Vertical pathways are particularly important for runoff generation. However, identifying these pathways is challenging because traditional methods such as piezometers, soil moisture sensors, or hillslope trenches do not adequately capture the spatial scale and frequency of prefer ential flow features, while other experimental techniques like dye tracing are labor-intensive and invasive. In this study, we introduce a novel method to identify the locations of preferential flow by analysing vertical soil profiles of stable water isotope. Across four catchments, we drilled 100 soil cores (1–3 m deep) per catchment and analyzed the stable isotope composition of the soil water in 10–20 cm depth intervals to construct depth profiles. We employed clustering techniques to group soil-water isotope profiles and selecting those that match to a seasonal sampling date to establish a reference profile for each catchment using LOESS regression, representing profiles influenced solely by matrix infiltration. Deviations from these reference profiles were then used as indicators of being influenced by vertical or lateral preferential flow. Our results revealed evidence of preferential flow in all studied catchments. Especially in the alpine catchment with highly heterogeneous soils many profiles showed distinct preferential flow features, including multiple, vertically independent pathways occurring at variable depths, even among adjacent profiles. These findings demonstrate the feasibility of using soil water isotope profiles to assess preferential flow pathways highlighting the substantial spatial and vertical variability of preferential flowpaths at hillslope and catchment scale.

Abstract:

In many natural landscapes, subsurface stormflow (SSF) is a runoff-producing mechanism which can substantially contribute to the storm hydrograph of a stream. Despite its importance, its complex and highly dynamic nature have hindered its conceptualization and integration in most hydrological models. The lack of general rules to describe SSF is partly linked to the fact that SSF studies are often conducted at only one specific site or analyze only a handful of storm events. In the quest to gain a better understanding of the processes governing SSF, multiple SSF-capturing trenches have been excavated on intensely instrumented hillslopes characterized by different land uses, geology, soils and climates. The trenches are 10-15 m wide and 2-3 m deep and are vertically divided into an upper and lower flow-capture zone, which allows to study SSF at different depths. At the sites, SSF was continuously recorded over a period of ca. 1.5 year, during which numerous rainfall events occurred. This study analyses how the different rainfall event characteristics (e.g. total rainfall, intensity, etc.) influence the SSF response and to what degree the relationships between rainfall and SSF event characteristics are affected by the initial subsurface conditions (i.e. initial trenchflow and initial water content).

Abstract:

In many natural landscapes, subsurface stormflow (SSF) is a runoff-producing mechanism which can substantially contribute to the storm hydrograph of a stream. Despite its importance, there is a lack of systematic studies exploring SSF across sites with different land uses and hydrogeological characteristics. Thus, we face limitations to properly conceptualize and parametrize hydrological models. In order to gain a better understanding of the processes governing SSF, multiple SSF-capturing trenches were excavated. The selected trench sites span over different land uses, geology, soils and climates in Germany and Austria. Depending on local boundaries, the trenches were designed with a width of 11–15 m allowing to collect water flowing laterally at depths of up to 1–3 m. Using separate drainage pipes, the trench’s face is divided into an upper and lower flow-capture zone. Combining the measurements of vertically separated SSF outflow with upstream monitored groundwater levels and soil moisture dynamics, allows to estimate flow propagations along the hillslope. Besides the continuous monitoring, these installations were used to measure SSF events triggered by artificial rainfall. In this study we investigated the SSF response at 11 different trench sites under controlled conditions using a large-scale (200 m²) experimental sprinkling system in combination with deuterated water, which served as an artificial tracer. The irrigation was applied at a rate of ca. 16 mm h-1 for about 3 hours. The analysis focuses on trenchflow dynamics (e.g., timing and magnitude of the peak flow, recession curve analysis) and their relationship with changes in soil moisture and groundwater level. The experiments highlighted the vastly different responses between sites; while some trenches remained dry, others were characterized by extremely high subsurface runoff coefficients and short response times.

Abstract:

Summary This study investigates how different tree species influence soil hydrological properties that are relevant for the rainfall–runoff response of a given soil type. We hypothesize that for the same soil type, tree species that differ in rooting system, water consumption and associated soil fauna and soil flora lead to different soil moisture dynamics and lateral flow processes during rainfall and hence to different runoff responses. To test this hypothesis, we compare soil moisture patterns and interflow at different soil depths in a Norway spruce (Picea abies (L.) Karst) forest and in a European beech (Fagus sylvatica L.) forest during sprinkling experiments on two 6×10m hillslope segments with the same soil type. Spruce with a shallow rooting system and sinkers that remain very shallow on poorly aerated soils and beech with a heart shaped, often deeper rooting system are two of the most important tree species in Central Europe. At each hillslope, volumetric soil water contents were measured in 6min intervals with 48 TDR waveguides during and after sprinkling with intensities of 100mm/h and 60mm/h (for 1h). The waveguides were installed in 12 soil pits, whereby a single soil pit consisted of four 20cm buriable waveguides installed in 10cm, 30cm, 50cm and 70cm soil depth. Surface and shallow interflow at 10 cm soil depth and interflow at soil depths of 30cm and 60cm was automatically recorded. Despite the high rainfall intensities, no surface flow was observed in any of the experiments and only small amounts of shallow interflow were measured. Soil moisture patterns of lateral cross sections during and after the sprinkling reveal how tree species can alter runoff dynamics: under spruce, coinciding with rooting patterns, a water table develops in approximately 30cm soil depth while the soil water content in 50 and 70cm depth remains low. At the beech site, where coarse roots are found in deeper soil horizons, more water is directed towards deeper, already wetter soil horizons, from where the water table raises into the topsoil with high lateral conductivity. Because the higher water content on top of the stagnic layer allows segments of macropores like old root channels to connect earlier under beech, the beech hillslope exhibits a faster runoff response than the spruce hillslope. A lower water table and a higher macro-porosity makes saturation excess overland flow unlikely under beech. With the shallow water table and a lower available soil volume for preferential flow, a site planted with spruce is prone to saturation excess overland flow under natural rainfall conditions with inflow from the top. The results suggest that different tree species can lead to different rainfall–runoff responses at the same soil type. Though the study site showed minimal variation in soil properties, we cannot exclude that some of the differences in runoff processes we observed are caused by factors other than tree species, because only one large hillslope segment in each forest stand was sprinkled.

Abstract:

The phrase form and function was established in architecture and biology and refers to the idea that form and functionality are closely correlated, influence each other, and co-evolve. We suggest transferring this idea to hydrological systems to separate and analyze their two main characteristics: their form, which is equivalent to the spatial structure and static properties, and their function, equivalent to internal responses and hydrological behavior. While this approach is not particularly new to hydrological field research, we want to employ this concept to explicitly pursue the question of what information is most advantageous to understand a hydrological system. We applied this concept to subsurface flow within a hillslope, with a methodological focus on function: we conducted observations during a natural storm event and followed this with a hillslope-scale irrigation experiment. The results are used to infer hydrological processes of the monitored system. Based on these findings, the explanatory power and conclusiveness of the data are discussed. The measurements included basic hydrological monitoring methods, like piezometers, soil moisture, and discharge measurements. These were accompanied by isotope sampling and a novel application of 2-D time-lapse GPR (ground-penetrating radar). The main finding regarding the processes in the hillslope was that preferential flow paths were established quickly, despite unsaturated conditions. These flow paths also caused a detectable signal in the catchment response following a natural rainfall event, showing that these processes are relevant also at the catchment scale. Thus, we conclude that response observations (dynamics and patterns, i.e., indicators of function) were well suited to describing processes at the observational scale. Especially the use of 2-D time-lapse GPR measurements, providing detailed subsurface response patterns, as well as the combination of stream-centered and hillslope-centered approaches, allowed us to link processes and put them in a larger context. Transfer to other scales beyond observational scale and generalizations, however, rely on the knowledge of structures (form) and remain speculative. The complementary approach with a methodological focus on form (i.e., structure exploration) is presented and discussed in the companion paper by Jackisch et al.(2017).

Abstract:

Generalizable process knowledge on hillslope hydrological dynamics is still very poor, yet indispensable for numerous theoretical and practical applications. To gain insight into the organization of hillslope hydrological dynamics we intercompared 90 observations of shallow water table dynamics at three neighboring large-scale (33 × 75 m) hillslopes with similar slope, aspect, curvature, geologic, and pedologic properties but differences in vegetation cover (grassland, coniferous forest, and mixed forest) over a time period of 9 months. High-resolution measurements of water table fluctuations, rainfall, and discharge in the creek at the foot of all hillslopes allowed a good system characterization. The aim of this study was to explore the spatio-temporal variability of water table fluctuations within and between hillslopes, the effect of event and antecedent characteristics on the observed dynamics, and how the hillslope subsurface flow (SSF) response is reflected in the runoff response. To intercompare the SSF behavior we conducted an event-based analysis of the percentage of well activation, several metrics characterizing the shape and timing of the water table response curves, rainfall characteristics, antecedent wetness conditions, and several runoff response metrics. The analysis reveals that there are distinct differences in SSF response between the grassland hillslope and the forested hillslopes, with a lower frequency of well activation and absolute water table rise at the grassland hillslope. Second, spatial patterns of water table dynamics differ between wet fall/winter/spring (predominantly saturation of the lower part of the hillslope, weaker water table response, and slower response times) and dry summer conditions (whole-hillslope activation but higher spatial variability, generally stronger water table dynamics, and quicker response times). The observed seasonally changing water table dynamics suggest the development of a preferential flow network during high-intensity rainstorms under dry summer conditions. Third, catchment runoff is strongly driven by hillslope dynamics, yet contrasting hydrographs during events with similar hillslope dynamics indicate the influence of additional processes. Overall, the observed high spatio-temporal variability of seemingly homogeneous hillslopes calls for rethinking of current monitoring strategies and developing and testing new conceptual models of hillslope hydrologic processes.